Resume Templates: Stock Broker


Resume Templates: Stock Broker

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James Johnson 100 Broadway Lane New Parkland, CA, 91010 Cell: (555) 987-1234


Proactive Stock Broker with extensive experience representing the financial objectives of different types of clients. Provided services to individual and institutional clients alike. Adept at multi-tasking and developing meaningful investment strategies to meet the precise objectives of individual clients.


  • Client focused
  • Well versed in market trends
  • Excellent communicator
  • Proactive problem solver
  • Thoughtful planner
  • Efficiently responsive

Work Experience

March 2010 to October 2012 Brown Financial–New Cityland, CA Stock Broker
  • Represent the needs of institutional investors in identifying solid investments in the stock market.
  • Oversaw the stock investment needs of three large scale retirement funds.
  • Worked on a team of three dozen financial planning and investment professionals.
  • Improved overall value of stock portfolios for clients an average of 16% per annum.
October 2012 to January 2014 Jones Investments–New Cityland, CA Stock Broker
  • Provided stock purchasing and sales services to individual investors.
  • Increased the overall value of stock portfolios of clients an average of 15% per annum.
  • Participated in financial planning team at investment firm that included 20 skilled professionals.
  • Assisted clients with retirement planning and associated investment strategies.
January 2014 to Present Sawyer Investment Co.–New Cityland, CA Stock Broker
  • Represented both institutional and high income individual clients in making stock related investments.
  • Supervised six brokers as the team member designated to manage.
  • Increased the overall value of clients’ stock portfolios an average of 17% per annum.
  • Responsible for ensuring overall firm compliance with statutes and regulations associated with investing and the stock market.


2009 University of California, New Cityland, CA Bachelor of Arts, Business Administration